The Unicorn Macro Fund, LP is exempt from registering with the Securities Exchange Commission (“SEC”) under Regulation D Rule 506(c). SEC Rule 506 of Regulation D is considered a "safe harbor" for the private offering exemption of Section 4(a)(2) of the Securities Act of 1933. With less than 100 verified accredited investors in the Fund, Rule 506(c) is considered a "safe harbor" for the private offering exemption of Section 3(c)(1) of the Investment Company Act of 1940.
The Fund’s reliance on the Reg D (17 CFR § 230.501 et seq.) exemption requires filing "Form D" electronically with the SEC. Form D is a brief notice that includes the names and addresses of the Fund’s promoters, executive officers and directors, and some details about the offering, but contains little other information about the Fund.